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Defiant Children: A Clinician's Manual for Assessment and Parent Training
- Russell A. Barkley

Chapter 4: An Overview of the Parent Training Program
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Before reviewing in detail the specific methods to be taught in each step of the program, it is necessary to examine the basic concepts upon which the training program is built, the rationale for the sequence of the steps, and the schedule of activities occurring within each session.

Concepts Underlying Child Management Training

Several important principles of child management are interwoven throughout the training sequence. To grasp fully the program's orientation and potential power, practitioners should know these concepts in advance.

    Make Consequences Immediate

    Consequences for child behavior, be they positive or negative, must be provided immediately if parents are to gain effective control over inappropriate behavior. You should repeatedly stress that parents need to provide consequences for a child immediately after the occurrence of the targeted behavior, rather than waiting until several minutes or hours later to confront the problem or reward the appropriate behavior. Because of the hectic lifestyles of many families, most parents delay dealing with behaviors, especially positive or appropriate ones. They are often much quicker to attend to undesirable or especially intrusive behaviors. But, even with these, they often wait until after the fourth or fifth repetition of a command before providing consequences for their children's noncompliance. In short, the more quickly a parent can provide consequences to a child, the greater the control they will exert over that child's behavior.

    Make Consequences Specific

    Parents are also instructed that consequences, especially verbal or social ones, should be quite specific. Both praise and criticism should refer to the behavior at issue, instead of being vague, general, or nebulous references to the children themselves, their general behavior, or their personal integrity. Similarly, with punishment, the consequences should be tailored to fit the transgression and not be based on the parents' level of impatience or frustration over this or prior episodes of misbehavior.

    Make Consequences Consistent

    Virtually all behavioral approaches to parent training stress the concept of consistency of consequences as a key to greater control of child behavior. This refers to consistency across settings, over time, and between parents. Consistency across settings simply means that if a behavior occurs that is generally punished in one environment, say the home, then it is also punished in other environments, such as stores. Although there may be occasional exceptions to this rule, it is generally a good policy for parents to respond to child behaviors similarly across various social contexts. This is often contrary to the practice of many parents who handle a problem one way while at home and a different way when in public places where others may observe them. Such a practice directly trains the child as to which situation will prove successful for the display of misbehavior.

    Consistency over time simply refers to the fact that parental standards about acceptable and unacceptable behavior in children should not vary too greatly from one moment to the next. Although these standards will change as a function of developmental changes in the child, over more immediate time periods it is necessary for parents to provide consequences for behavior as consistently as possible. Child behavior that is defined as unacceptable on one day should not be arbitrarily tolerated or even reinforced on another. For instance, punishing a child for "raiding" the refrigerator because a parent has a headache, while ignoring or actually assisting a visit to the refrigerator at a future time is a ludicrous practice, which only greatly reinforces such rule violations in the home. The converse is also true in that a behavior that is rewarded today should be so in the future and should certainly not be subjected to punishment later.

    Consistency between parents in the rules they establish for children and the consequences they employ for their adherence or violation is also important. Quite frequently, mothers tend to manage the problems they experience with a child in ways very different from those of the fathers; this often leads to conflicts not only in the development of a consistent set of rules for the children but also in the marital relationship.

    Establish Incentive Programs before Punishment

    Another concept is that punishment for inappropriate behavior should not be introduced in the home unless the parents have established a specific program for rewarding the appropriate alternative behavior. Most parents phrase their concerns about child behavior in the negative, specifying what it is they dislike about a child. This naturally leads to a consideration of punishment methods to suppress the unwanted behavior. As a result, punishment is the major type of interaction in the family and children rarely receive reinforcement for whatever acceptable behavior may be shown. Furthermore, punishment appears to lose its effectiveness in such circumstances where the family environment is devoid of positive incentives for appropriate conduct. By teaching parents to rephrase their complaints about child behavior into their prosocial or appropriate alternatives, the natural response is then one of thinking of incentives to encourage an increase in this behavior. Only then should consideration be given to punishment methods for reducing the unacceptable behavior by the child. This is especially true in those sessions where punishment is being taught, lest parents perceive the therapist as advocating the use of punishment as a primary response to misconduct by children.

    Anticipate and Plan for Misbehavior

    The experienced clinician recognizes that many parents are as impulsive in their reactions to child misbehavior as their children are in reacting to various events. This results in parents spending tremendous amounts of time in managing misbehavior while investing minimal, if any, time in analyzing, anticipating, and possibly preventing those situations in which the children are likely to create problems. If parents were to anticipate problematic encounters, they might develop methods that would reduce the probability of those problems developing. Perhaps this apparent lack of forethought or anticipation is merely the result of being so overwhelmed with incorrigible behavior that it is difficult to "take the offensive" and try to anticipate and ward off future problems in a particular setting. Or, perhaps, it results from some parents having forms of psychopathology similar to those of their children (i.e., ADHD and ODD), making the parent more impulsive and immature compared to other parents, just as the children are relative to their own peers. Regardless of the reasons, such lack of forethought contributes to many of the difficulties parents have in dealing with children in particular places, such as in stores, restaurants, and so forth. It is necessary periodically to discuss with parents this issue of thinking ahead about problem situations and preparing a plan of behavior management for the child before entering the potential problem situation. This is certainly contrary to the more typical situation of waiting until the disruptive or unmanageable behavior occurs and then trying to determine what to do about it; that strategy amounts to being "too little, too late" in dealing with defiant children.

    Recognize That Family Interactions Are Reciprocal

    Another concept conveyed to parents throughout the program is that of reciprocity of interactions within families. Parents often have a unilateral view of the causes of child behavior problems-either they caused the problem or it is all the child's fault. You must periodically emphasize that interaction patterns within families are quite complex and not especially well understood at this time. However, there are strong indications that parents' behavior toward a child is partly a function of that child's behavior toward them; the child's temperament, physical characteristics, and abilities; and prior experiences with that child (Bell & Harper, 1977; Patterson, 1982). Similarly, the child's behavior is partly a function of how the parent treats the child; the parent's own temperament, physical characteristics, and abilities; and prior experiences with that parent. Because of this bidirectional influence between parent and child, it is difficult to assign blame to either party for the current state of conflict. Hence, no time in this program is spent in blaming parents or children for interaction problems, a practice that is of no constructive worth in overcoming those problems. Instead, all parties to the problematic interaction bear some responsibility for its resolution. That parents are chosen as the major focus of change has more to do with convenience and their motivation to alter the problem interactions than it does with finding fault with their child management skills.

    In summary, the following general concepts concerning child management deserve periodic emphasis throughout the course of therapy: (1) making consequences immediate and specific; (2) making consequences consistent across settings, over time, and between parents; (3) establishing incentive programs for appropriate behavior before implementing punishment methods to suppress its unacceptable alternative; (5) anticipating potential problem situations and preparing a plan of action ahead of time; and (6) emphasizing that interaction patterns in families are reciprocal systems, thus making fault finding with parents or children of little constructive value.

Sequence of Steps within the Program

There are 10 steps to the core parent training program. The program can be taught as one self-contained unit with therapy terminating after the final session, or it can be integrated into an ongoing family therapy or parent counseling program designed to address other difficulties in the family, marriage, or parent's own personal life. In some cases, it may be necessary to change to other forms of therapy after these steps are completed in order to address other problems of the child, such as enuresis or encopresis, noncompliance with medical treatments, or school performance issues. In any case, the sequence of the procedures within this core program should remain essentially the same. Much research and clinical experience have been invested in constructing the steps of the program and their sequence, and they are deliberately presented in this order for significant reasons. Although it is possible that some families may not require all steps of the program due to the mild nature of the child's noncompliance, the training chosen for any particular case should follow this order. The justification is that the initial sessions emphasize the development of positive behavior management methods within the family, especially the use of incentives for compliance with rules and commands, while later sessions deal specifically with punishment techniques. Inverting the sequence such that punishment is taught first may result in an excessive reliance by parents on punishment throughout the entire program and, perhaps, ultimately to a lessened effectiveness of such techniques. By establishing a home environment rich with incentives for appropriate behavior, the subsequent introduction of selective, mild punishment appears to go more smoothly and effectively.

In cases of only minor noncompliance by a child, a therapist may choose to train the parents only in the use of praise for acceptable compliance and appropriate child behavior and then skip to the use of the time out procedure for the occasional noncompliance by the child. In such instances, parents will generally find these two procedures to be sufficiently effective, and they will not need the more intense contingency management procedures and discussions of the causes of child misbehavior. Here, even the time out procedure need not be as dramatic or intense as it is in the usual approach because the minor level of noncompliance does not warrant such intensity. Occasionally, the therapist may wish to implement the home poker chip or point systems to augment the enhanced use of praise with these children, which is often very successful. Nonetheless, even in such mild cases, the sequence remains the same-positive reinforcement and incentive methods are taught first, before the punishment procedures are introduced.

In most cases, the complete sequence of steps should be taught, as follows:

  • Step 1: Why Children Misbehave. This session is intended to teach parents the typical causes of child misbehavior, how these causes interact, and what parents can do to begin identifying such causes within their own children and families.
  • Step 2: Pay Attention! The value of parental attention to the child is quite low at the beginning of therapy, making it almost useless in many cases as a way of motivating better child behavior. This session is intended to train parents in ways of eliminating ineffective or even detrimental attending while increasing more effective forms of attending to and appreciating child behavior.
  • Step 3: Increasing Compliance and Independent Play. Once parents develop more valuable and effective attending skills, these skills are then directed specifically at improving child compliance by having parents contingently respond to it with acknowledgement, appreciation, and praise when it occurs. This step also provides parents with instruction in how to attend to children at those times when the children are not interrupting or bothering their parents while parents are engaged in an activity (e.g., talking on the telephone, working in the kitchen, speaking to a visitor, etc.). By interrupting their own activities frequently to attend positively to child independent play, parents are able to increase those periods of time when children are not bothersome during parental activities.
  • Step 4: When Praise Is Not Enough: Poker Chips and Points. Recognizing that praise and attention are rarely sufficient by themselves to motivate better compliance in clinic-referred children, the therapist now requires the parents to implement a highly effective motivational program that enlists a variety of rewards and incentives readily available within the home to increase child compliance with commands, rules, chores, and codes of social conduct in the home. This program is quite useful for children of mental ages of 4 years and older. Poker chips are used as tokens for 4- to 8-year-olds while 9- to 11-year-olds are provided with "points" recorded in a notebook. Children earn points or chips contingent upon acceptable compliance with rules and commands and may use these tokens for the purchase of daily, weekly, or long-term privileges and rewards.
  • Step 5: Time Out and Other Disciplinary Methods. In this step, parents receive instruction in how to use the token system described above as a form of punishment, or "response cost" (i.e., penalties in the token program are assessed for inappropriate behavior). However, much of this step is devoted to a detailed discussion of a procedure known as "time out from reinforcement," or simply "time out." This procedure involves immediately isolating the child to a chair in a dull corner of the home upon the occurrence of noncompliance or unacceptable social conduct. Parents may only use this time out method for one or two misbehaviors, utiliz- ing fines within the token system for managing other types of misconduct for now.
  • Step 6: Extending Time Out to Other Misbehavior. Once parents are effectively employing the time out technique, they are permitted to expand its use to an additional one or two misbehaviors by the children. Where problems have been encountered in using the method, much of this session is devoted to troubleshooting the problems with implementing time out and correcting them.
    >LI>Step 7: Anticipating Problems: Managing Children in Public Places. Up to this point, parents have been reminded to use the treatment procedures only within the home. At this step, parents are now trained to use slightly modified versions of the techniques for managing child misbehavior in public places, such as stores, restaurants, church, and so forth. The training incorporates a method known as "think aloud-think ahead" wherein parents establish a plan for themselves for managing misconduct immediately before entering any public building, share the plan with the children, and then adhere to their plan while in the public place. Included in this plan is often a set of positive or constructive activities (helping) given to the child so as to keep them busy during the upcoming situation. While parents are initially instructed in this procedure for use out of the home, they are also taught to use it within the home just before a major transition in household activities is expected to occur involving the child (e.g., visitors coming to the home, going from child play to school homework, extended chore performance, bathtime, bedtime, or other major activity shift).
  • Step 8: Improving School Performance from Home: The Daily School Behavior Report Card. This session is optional and intended for school-age children where problem behaviors may be occurring at school. Although parents cannot always be expected to help teachers with the classroom management of their children, there is a way in which parents can utilize incentives within the home to reinforce better child behavior in the classroom. This is done through the use of a daily school behavior report card combined with a home-based reward program (typically, the token system noted above). This session is used to discuss the child's school behavior and teach parents to use a daily school report card with their home token system.
  • Step 9: Handling Future Behavior Problems. Parents are now briefly instructed in how these procedures might be used for other behavior problems that the child does not now have. In addition, parents are quizzed as to how they might design a behavior change program based on the methods they have been using.
  • Step 10: Booster Session and Follow-Up Meetings. Parents are requested to return for a 1-month booster session to assess their adherence to the treatment methods, plan on the fading out of the home token system should that be appropriate, and aid parents in troubleshooting any problems they may now be encountering. Parents are cautioned about slippage or regression in their management tactics-the return to previously ineffective and punishment dominated methods-and are encouraged to remain with the treatment techniques for as long as possible. They are then scheduled to be seen in 3 months for a follow-up visit in which progress and problems are reassessed (and retreated if necessary).
Sequence of Activities within Each Session

Other than the first step, the sessions follow a standard pattern of events. Whether group or individual family training is selected as the teaching format, each session begins with a review of the previous week's homework assignment and any other events the family may wish to share with you (or the group). Problems that may have arisen in implementing prior instructions are discussed and resolved. In individual family training, should parents fail to have done the homework, this issue is addressed, as discussed above, and the parents are reassigned this homework for the next week. When this occurs, no new material would be discussed in the session. In a group training format, the therapist would schedule a separate individual session with any family failing to do the homework so as to discuss this issue privately and determine whether this family should proceed further with training. That family remains in the group for this session, however. If homework was done satisfactorily, the new material, concepts, and methods are introduced, regardless of which teaching format is employed. Where appropriate, you should model or demonstrate these methods. Some therapists may choose to use videotaped demonstrations of the techniques to enhance the parents' acquisition of the method (see Webster-Stratton, 1984; Webster-Stratton et al., 1989).

If the training is being done with an individual family, then at this stage of the session some practice of the methods within the sessions is encouraged. The parent and child can go to a playroom and the parent would practice the methods with the child under your supervision, usually using a one-way mirror if available. Any of several transmitter devices may be used for this purpose. These usually involve a small transmitter and microphone installed in the observation room connected to an antennae in the adjacent playroom. The parent is given direct and immediate feedback during practice using a small hearing aid (receiver) worn by the parent, which receives voice transmissions from the adjoining observation room. Should this resource not be available, simply observing the parents and child in a portion of your office for 15 minutes and then discussing with the parent the impressions of the performance can serve the same purpose. You would then discuss any problems the parents might envision in implementing the technique in their home during the coming week. In a parent group, no practice need occur at this point. Instead, group discussion of the methods and any problems each family anticipates encountering when implementing this procedure at home would be the focal points of the group activity at this time.

Subsequently, the homework for the coming week is assigned and questions regarding it are resolved. Ample praise, encouragement, and positive feedback are provided throughout each session for the parents' participation in discussions, compliance with the instructions and homework, and general cooperation with the training program.

Summary

This chapter briefly describes the important concepts or principles upon which the treatment methods are founded, as well as the 10 steps of the program and their sequence. Emphasis is placed on adhering to the particular pattern of training, as it is important in its own right, beyond simply the methods being taught. Which methods are introduced in what sequence is often crucial to enhancing the effectiveness of the total program. A method for organizing the material to be taught within each step is also presented.



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